Your Broker-Dealer Partner. The Security of Compliance.
Our team understands the M&A Process and is committed to ensuring the integrity of the transactions you advise on are protected when securities are involved. Please contact us to learn how we may suit your needs or check out our blog for industry news.
Our Process
01

We Talk
Our initial call will help us understand your business model, explain our services, and explore Series 79 Sponsorship.
02

We Strategize
Once your model is understood, then we can figure out the best way for MAS to fit into your process and help with FINRA registration.
03

We Implement
After there is a green light to move forward from both sides, then the relationship is memorialized.
04

We Support
Compliance personnel are assigned to work with your group after careful consideration of your practice’s needs.
Deal Announcements
Bridgepoint Announces Majority Recapitalization of DBI, Inc. with Spire Capital
https://www.bridgepointib.com/transactions/bridgepoint-announces-majority-recapitalization-of-dbi-inc-to-spire-capital Principals of Bridgepoint Investment Banking (“Bridgepoint”) acted as the sole sell-side financial advisor to DBI, Inc. (“DBI”) on their majority...
Ridgecrest Advisors’ client Perficient Acquires RAS
https://ridgecrestadvisors.com/perficient-acquires-ras/ Ridgecrest Advisors announced today that its client, Perficient, Inc. (NASDAQ: PRFT) (“Perficient”), the leading digital consultancy transforming the world’s largest enterprises and biggest brands, today...
Our Team

Jessica Pastorino
President & CCO

Amy Guthrey
Vice President

Jenifer Burch
Financial Operations

John Jeffers
COMPLIANCE OFFICER

George Lance
COMPLIANCE OFFICER

Mike Rogan
Compliance Officer

Todd Olson
Business Development
Think of Us as Your Compliance Department Down the Hall

M&A Securities Group
4151 N. Mulberry Drive, Suite 252
Kansas City, MO 64116
Tel: 816-888-7920
Member of FINRA / SIPC
Disclaimers
Copyright M&A Securities Group, Inc. All rights reserved.