Your Broker-Dealer Partner. The Security of Compliance.
Our team understands the M&A Process and is committed to ensuring the integrity of the transactions you advise on are protected when securities are involved. Please contact us to learn how we may suit your needs or check out our blog for industry news.
Our Process
01

We Talk
Our initial call will help us understand your business model, explain our services, and explore Series 79 Sponsorship.
02

We Strategize
Once your model is understood, then we can figure out the best way for MAS to fit into your process and help with FINRA registration.
03

We Implement
After there is a green light to move forward from both sides, then the relationship is memorialized.
04

We Support
Compliance personnel are assigned to work with your group after careful consideration of your practice’s needs.
RECENT NEWS
M&A Securities Group at ACG Kansas City
Please let us know if you are in the Kansas City area or will be attending ACG’s monthly meeting on Friday October 21st and would like to discuss how our independent broker dealer services can fit into your business. ACG events like this allow us to meet with M&A...
Ransomware
Cybersecurity professionals point out that since the invention of the computer, two methods have accounted for most malicious breaches: social engineering and unpatched software. Ransomware attacks are one of the most common cybersecurity threats...
Our Team

Jessica Pastorino
President & CCO

Amy Guthrey
Vice President

Jenifer Burch
Financial Operations

John Jeffers
COMPLIANCE OFFICER

George Lance
COMPLIANCE OFFICER

Mike Rogan
Compliance Officer

Todd Olson
Business Development

Sarah Hartley
Compliance Officer
Think of Us as Your Compliance Department Down the Hall

M&A Securities Group
4151 N. Mulberry Drive, Suite 252
Kansas City, MO 64116
Tel: 816-888-7920
Member of FINRA / SIPC
Disclaimers
Copyright M&A Securities Group, Inc. All rights reserved.