Your Broker-Dealer Partner. The Security of Compliance.

M&A Securities Group, Inc. is a broker-dealer dedicated to partnering with independent, experienced middle-market investment bankers. Our approach is customized, focused on M&A Advisory and Private Placements involving institutional investors.

Our team understands the M&A Process and is committed to ensuring the integrity of the transactions you advise on are protected when securities are involved. Please contact us to learn how we may suit your needs or check out our blog for industry news.

Our Process

01

We Talk

Our initial call will help us understand your business model, explain our services, and explore Series 79 Sponsorship.

02

We Strategize

Once your model is understood, then we can figure out the best way for MAS to fit into your process and help with FINRA registration.

03

We Implement

After there is a green light to move forward from both sides, then the relationship is memorialized.

04

We Support

Compliance personnel are assigned to work with your group after careful consideration of your practice’s needs.

Our Team

Jessica Pastorino

Jessica Pastorino

President & CCO

Amy Guthrey

Amy Guthrey

Vice President

Jenifer Burch

Jenifer Burch

Financial Operations

John Jeffers

John Jeffers

COMPLIANCE OFFICER

George Lance

George Lance

COMPLIANCE OFFICER

Mike Rogan

Mike Rogan

Compliance Officer

Todd Olson

Todd Olson

Business Development

Think of Us as Your Compliance Department Down the Hall

4151 N. Mulberry Drive, Suite 252
Kansas City, MO 64116
Tel: 816-888-7920

Member of FINRA / SIPC

Disclaimers

Copyright M&A Securities Group, Inc. All rights reserved.

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