Your Broker-Dealer Partner. The Security of Compliance.
M&A Securities Group, Inc. is a broker-dealer dedicated to partnering with independent, experienced middle-market investment bankers. Our approach is customized, focused on M&A Advisory and Private Placements involving institutional investors.
Our team understands the M&A Process and is committed to ensuring the integrity of the transactions you advise on are protected when securities are involved. Please contact us to learn how we may suit your needs or check out our blog for industry news.
Our initial call will help us understand your business model, explain our services, and explore Series 79 Sponsorship.
Once your model is understood, then we can figure out the best way for MAS to fit into your process and help with FINRA registration.
After there is a green light to move forward from both sides, then the relationship is memorialized.
Compliance personnel are assigned to work with your group after careful consideration of your practice’s needs.
We have been working hard on getting our firm’s website up and running. We wanted a look that matched the role we play with our associated Series 79 licensed advisors: quiet, simple, behind the scenes, with fresh ideas on how compliance works. We developed a tagline...
If you’ve reached this page, you may have been searching for “Series 79” or “M&A Broker Dealer” or “Series 79 Broker Dealer.” Perhaps you recently left a large investment bank to run your own boutique M&A Advisory firm, knowing you need to keep your Series 79 license...
President & CCO