Your Broker-Dealer Partner. The Security of Compliance.
Our team understands the M&A Process and is committed to ensuring the integrity of the transactions you advise on are protected when securities are involved. Please contact us to learn how we may suit your needs or check out our blog for industry news.
Our initial call will help us understand your business model, explain our services, and explore Series 79 Sponsorship.
Once your model is understood, then we can figure out the best way for MAS to fit into your process and help with FINRA registration.
After there is a green light to move forward from both sides, then the relationship is memorialized.
Compliance personnel are assigned to work with your group after careful consideration of your practice’s needs.
First Quarter 2022 Mergers & Acquisition UpdateDownload our First Quarter 2022 Mergers & Acquisition Update M&A activity slowed in the first quarter, while valuations fell sharply. The volume decrease was generally expected as the buyers and...
First Quarter 2022 Financing UpdateDownload Our First Quarter 2022 Financing Update Here Q1 capital market activity declined from the record-breaking levels of 2021 but was still historically high. In fact, PitchBook estimates that...
President & CCO