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Understanding M&A Securities Group by Exploring our Disgarded Taglines…

Understanding M&A Securities Group by Exploring our Disgarded Taglines…

by Securities Group | Jun 27, 2018 | Uncategorized

We have been working hard on getting our firm’s website up and running. We wanted a look that matched the role we play with our associated Series 79 licensed advisors: quiet, simple, behind the scenes, with fresh ideas on how compliance works. We developed a tagline...

Registering with a Broker-Dealer – PART 1: The Independent Contractor Relationship

by Securities Group | Jun 15, 2018 | Uncategorized

If you’ve reached this page, you may have been searching for “Series 79” or “M&A Broker Dealer” or “Series 79 Broker Dealer.” Perhaps you recently left a large investment bank to run your own boutique M&A Advisory firm, knowing you need to keep your Series 79...

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  • Understanding M&A Securities Group by Exploring our Disgarded Taglines…
  • Registering with a Broker-Dealer – PART 1: The Independent Contractor Relationship

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