We have been working hard on getting our firm’s website up and running. We wanted a look that matched the role we play with our associated Series 79 licensed advisors: quiet, simple, behind the scenes, with fresh ideas on how compliance works. We developed a tagline that we love: Your Broker-Dealer Partner. The Security of Compliance. But as I was getting ready to delete the disgarded tagline candidates, I read through the list again. Though they didn’t make the cut, they still communicate the heart of who we are, how we run our broker dealer and how we interact with groups who decide to join our BD as independent contractors in order to offer securities-related M&A middle market services. So allow me to let them live on, if just for a while. I hope they make you want to give us a call.

  • You focus on the deal. We’ll focus on compliance.
  • We take care of compliance. You take care of your client.
  • Every deal is different. You need a compliance team that understands.
  • Your clients rely on your expertise. You can rely on ours.
  • A broker-dealer who allows you to do what you do best: the deal.
  • A broker-dealer who understands what you do.
  • We were built for you.
  • Making securities compliance simple.
  • A broker-dealer built around your business.
  • Because compliance should only strengthen your business.